Circulars/Updates on Anti-money laundering matters

Anti-Money Laundering Email: Insurance Authority Subscription Service: Industry-related Communication

Document Information

Title: Circulars/Updates on Anti-money laundering matters

Type: Anti-Money Laundering

URL: https://www.ia.org.hk/en/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2026.html

Email Received: 2026-07-15 17:02

Summary Created: 2026-07-15 12:00

English Summary
Detailed Summary

This document provides a summary of the official notification issued by the Hong Kong Monetary Authority (HKMA) regarding the list of individuals subject to sanctions under the United Nations Sanctions (Afghanistan) Regulation 2022 (Cap. 537CN).

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1. Document Overview

This document serves as an official update to the list of individuals and entities designated under the United Nations (UN) sanctions regime against the Taliban and associated individuals/groups. The nature of the document is a regulatory notice issued to financial institutions (FIs) and Designated Non-Financial Businesses and Professions (DNFBPs) in Hong Kong to ensure compliance with the United Nations Sanctions Ordinance (Cap. 537). Its purpose is to mandate the freezing of assets and the prevention of the provision of financial services to the listed individuals to combat money laundering and terrorist financing.

2. Main Content

The document lists specific high-ranking former and current Taliban officials, members of the Taliban Supreme Council, and figures associated with the Haqqani Network.

  • Core Content: The list provides detailed identifiers for each individual, including full names (Latin and original script), titles, designations (e.g., Ministers, Governors under the Taliban regime), dates of birth, places of birth, passport numbers, and tribal affiliations.
  • New Policies/Requirements: The notice enforces strict adherence to the UN Security Council (UNSC) sanctions list. Entities must verify if they hold any accounts or assets associated with these individuals and report any findings immediately.
  • Risk Profiles: Many individuals are noted for their roles in drug trafficking, recruitment, manufacturing of Improvised Explosive Devices (IEDs), and facilitating financial networks (Hawala).
3. Key Changes
  • Updates to Records: Several entries include recent amendments dated 10 March 2026, 13 April 2026, and 28 April 2026, reflecting changes to passport information, addresses, or status (e.g., death reports or new aliases).
  • New Information: Updated passport details for individuals such as Mohammad Hassan Akhund (TAi.002), Abdul Kabir Mohammad Jan (TAi.003), and Abdul Ghani Baradar (TAi.024) have been incorporated.
  • Status Adjustments: Several individuals are noted as "Reportedly deceased" (e.g., Mullah Mohammed Omar TAi.004, Said Mohammed Haqqani TAi.006, etc.), but remain on the list as per UN sanctions protocols until formal removal by the Sanctions Committee.
4. Important Dates
  • Publication Date: 29 April 2026, 3:00 p.m.
  • Recent Amendment Dates: 10 March 2026, 13 April 2026, 15 April 2026, and 28 April 2026.
  • Historical Reference Dates: The original listing dates range from 2000 to 2015, with ongoing periodic reviews (e.g., pursuant to Security Council resolution 1822).
5. Impact Scope
  • Applicability: Mandatory for all Authorized Institutions (AIs), including licensed banks, restricted licence banks, and deposit-taking companies in Hong Kong.
  • Impact Level: High. Compliance teams must perform real-time screening against the current list. Any match triggers an immediate freezing obligation under the United Nations Sanctions (Afghanistan) Regulation 2022.
  • Financial Services: Any financial service provided to these individuals, or processing transactions involving them, is prohibited under Hong Kong law.
6. Compliance Requirements
  • Screening: Financial institutions are required to perform ongoing screening of customer databases against this list.
  • Reporting: If an institution identifies a "match" (a customer or counterparty on the list), they must:
  1. Immediately freeze the funds or assets of the identified person/entity.
  2. Refrain from making any funds or financial services available to the designated person.
  3. Report the match immediately to the HKMA and the relevant authorities (e.g., the Chief Executive of the HKSAR).
  • Due Diligence: Enhanced Due Diligence (EDD) is required for any client exhibiting high-risk factors related to the Afghanistan region or tribal affiliations mentioned in the list (e.g., Zadran, Nurzai, Popalzai).
7. Technical Details
  • Terminology:
  • Hawala: Informal value transfer systems, specifically mentioned in relation to "Haji Khairullah Haji Sattar Money Exchange" (TAe.010).
  • Tazkira: Refers to the Afghan national identification card.
  • UNSC Special Notice: The document directs users to the INTERPOL-UN Security Council Special Notice for biometric and visual data (photos).
  • Data Points:
  • Identifiers: DOBs, POBs, and passport numbers (e.g., Afghanistan Passport P04581926) are the primary metrics for identity resolution.
  • Tribal Affiliations: Important risk indicators provided for all individuals (e.g., Baabar, Zadran, Ghilzai, Barakzai, Popalzai, Nurzai, Alokozai, Andar, Kakar).
  • Physical Metrics: Height (e.g., 185 cm, 170 cm) and physical marks (e.g., "missing left eye," "missing left leg") are provided to assist in identifying individuals.
Summary of Appendices/Tables (Inherent in document text)

The document is structured as an itemized registry of individuals. Each entry is a structured data profile:

  • Identifiers: Name, Title, Designation, DOB, POB.
  • Financial/Travel Documents: Passport numbers and National ID numbers.
  • Sanctions Status: "Listed on" dates and subsequent amendment dates.
  • Biographical Risk: "Other Information" section provides critical context for AML risk assessment, including involvement in IED operations, drug trafficking, or leadership positions in the Taliban/Haqqani Network.
中文摘要
詳細摘要

這是一份針對香港金融管理局(HKMA)發布的關於聯合國制裁(阿富汗)規例(第537CN章)下制裁名單的詳細摘要。

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關於聯合國制裁(阿富汗)規例(第537CN章)下個人及實體制裁名單之詳細摘要
1. 文檔概述

本文件乃依據《聯合國制裁(阿富汗)規例》(Cap. 537CN)第25條所發布的受制裁個人、團體、企業及實體名單。其性質為監管與合規性公告,旨在協助香港金融機構(Authorized Institutions, AIs)及相關受監管實體履行 Anti-Money Laundering (AML) 及打擊資助恐怖主義(Counter-Financing of Terrorism, CFT)的法律義務,確保名單更新能及時反映至金融機構的制裁篩查系統中。

2. 主要內容

文件詳細列舉了多名與塔利班(Taliban)政權及相關恐怖活動(如 Haqqani Network)有關聯的個人(TAi開頭編號)。核心內容包括:

  • 個人識別信息 包括姓名(含原文及拉丁轉寫)、稱號、職位描述、出生日期(DOB)、出生地(POB)、國籍、護照號碼及身分證號碼。
  • 制裁背景 詳細說明各個體與 Taliban 政權、Haqqani Network 或相關恐怖活動的聯繫,如參與毒品走私、炸彈製造、武裝衝突及為恐怖組織提供資金或物流支持。
  • 監測連結 每位被制裁者均附有 INTERPOL-UN Security Council Special Notice 的網頁連結,供查證最新的國際通緝狀態及詳細檔案。
3. 關鍵變化
  • 名單修訂 本次文件包含多項於 2026 年進行的修訂,特別是 2026 年 3 月及 4 月的多次更新。
  • 數據更新 新增了多位關鍵人物的最新護照信息(如 Mohammad Hassan Akhund, Abdul Kabir, Abdul Latif Mansoor, Fazl Mohammad Mazloom, Abdul Ghani Baradar 等),涵蓋了發證日期、過期日期及發證地點。
  • 狀態變更 文件中明確標註了部分已死亡個體的狀況,例如 Mohammad Omar (TAi.004,報告稱 2013 年死亡)、Sayyed Mohammed Haqqani (TAi.006,2016 年死亡)、Allah Dad Tayeb (TAi.16,2015 年死亡)、Ahmed Jan Wazir (TAi.159,2013 年死亡) 及 Qari Zakir (TAi.164,2018 年死亡)。
4. 重要日期
  • 發布日期 2026 年 4 月 29 日,下午 3:00。
  • 修訂日期 文件顯示涉及多次修訂,最新的修訂主要發生於 2026 年 3 月 10 日、2026 年 4 月 13 日及 2026 年 4 月 28 日。
  • 有效期 相關護照及身分證明文件各有不同的過期日期,金融機構需根據名單更新,對現有客戶進行重新審核。
5. 影響範圍
  • 適用對象 香港所有的認可機構(Authorized Institutions)、持牌法團(Licensed Corporations)、保險公司及其他需要執行 AML/CFT 監控的金融從業人員。
  • 影響程度 極高。所有機構必須立即對現有客戶庫進行「逆向匹配」篩查,確保不存在任何關聯交易或資產託管。
6. 合規要求
  • 即時攔截 金融機構需將名單導入自動化篩查系統(Screening System),對所有出入金交易進行實時監控。
  • 凍結要求 一旦發現任何與名單上人士吻合的資金或資產,必須立即凍結,並根據《聯合國制裁條例》向有關當局匯報。
  • 盡職調查(CDD) 對於涉及阿富汗相關業務的客戶,必須進行強化的盡職調查(Enhanced Due Diligence, EDD),防止資金繞道流向上述被制裁對象。
  • 報告機制 發現可疑個案後,須及時填寫並提交可疑交易報告(Suspicious Transaction Report, STR)給聯絡事務處(JFIU)。
7. 技術細節與術語
  • 關鍵術語定義
  • a.k.a. (also known as) 別名/常用化名,包含 Good quality 與 Low quality 區分。
  • Taliban Regime 指 1996-2001 年間的塔利班政權。
  • Haqqani Network (TAe.012) 一被列為重點打擊的恐怖組織實體。
  • Money Exchange (Hawala) 指受制裁的非法或無牌匯款系統(如 Haji Khairullah Haji Sattar Money Exchange)。
  • Improvised Explosive Devices (IED) 簡易爆炸裝置,為該群體成員的主要違法工具之一。
  • 識別指標 名單包含身高、體重、面部特徵(如失明、截肢等具體特徵)及宗族背景(如 Barakzai, Popalzai, Ghilzai, Zadran, Nurzai 等),這些生物特徵可作為輔助人工篩查的依據。

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附件說明 本文檔本身即為清單列表,無額外附件,但內文引用了多個 INTERPOL-UN Security Council Special Notice 的網頁連結作為佐證與進一步識別依據。

*註: 以上摘要基於您提供的文件內容,請確保在實際合規工作中參考香港金管局最新發布的官方指南與公告。*